DFX Intelligence
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Registered advisor
S••••• J• B••••
Feed of 09/14/2026
Also filed as S••••• Jo Hammel
At current firm
15 y
since Oct 19, 2010
In the industry
25 y
since Sep 27, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 19, 2010 · Kokomo, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 26, 2010 to Nov 3, 2010 · Kokomo, In
- G•••••••• F••••••••• I•• unclassifiedDec 23, 2008 to Mar 10, 2010 · Kokomo, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 5, 2006 to Jan 2, 2008 · Fort Wayne, In
- N•• F••••••••• I••• unclassifiedAug 31, 2005 to Apr 24, 2006 · Bryan, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2000 to Aug 18, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 3, 2010, registered Oct 19, 2010 (-15 days) · Other
- G•••••••• F••••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 10, 2010, registered Feb 26, 2010 (-12 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•••••••• F••••••••• I••left Jan 2, 2008, registered Dec 23, 2008 (356 days) · Other
- N•• F••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 24, 2006, registered May 5, 2006 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• F••••••••• I•••left Aug 18, 2005, registered Aug 31, 2005 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address