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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TLA CAPITAL MANAGEMENT, LLC

CRD 142135

REDWOOD SHORES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35ca2d78-b8cb-0d32-7800-56d99d448b26

Data as of Mar 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2012 to Mar 22, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $115MItem 5.F on the latest filing (2017-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 271
SEC number: 801-107420
CRD: 142135
Filings on the tape: 7
First filed: Apr 2, 2012
Latest filed: Mar 22, 2017
Organised: Limited Liability Company, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TLA PARTNERS II, LP	Hedge Fund	$2.6M	Jun 22, 2012	5	Apr 2, 2012	dropped	021-113673

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHA, JOHN, JOON-SANG	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	06/2006	Apr 2, 2012	Mar 22, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Honolulu	Hi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 22, 2017	$115M	$115M	4	2	n/a	n/a	n/a
2011	Apr 2, 2012	$59.0M	$59.0M	n/a	n/a	n/a	1	$2.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$115M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Controls (1)

← CHA, JOHN, JOON-SANGOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 2, 2012 to presentfactForm ADV

Registered with (2)

← FRANK KWANGJAE YIAdvisorregistration: previous registration
Apr 28, 2016 to Dec 31, 2017factForm ADV
← JOHN JOON-SANG CHAAdvisorregistration: previous registration
Mar 23, 2016 to Dec 31, 2017factForm ADV

Advises (1)

→ TLA PARTNERS II, LPPrivate fundHedge Fund, IA, no longer reported
Apr 2, 2012 to Jun 22, 2012factForm ADV

Dated events

Occurred
Mar 7, 2016
First Form ADV filing
Tla Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35ca2d78-b8cb-0d32-7800-56d99d448b26
First observed: Apr 2, 2012
Last observed: Mar 22, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TLA CAPITAL MANAGEMENT, LLC

CRD 142135

REDWOOD SHORES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35ca2d78-b8cb-0d32-7800-56d99d448b26

Data as of Mar 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TLA PARTNERS II, LP

Hedge Fund

$2.6M

Jun 22, 2012

Apr 2, 2012

dropped

021-113673

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHA, JOHN, JOON-SANG

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/2006

Apr 2, 2012

Mar 22, 2017

City

State

Country

Employees

Also broker-dealer

Honolulu

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 22, 2017

$115M

n/a

2011

Apr 2, 2012

$59.0M

n/a

$2.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$115M

n/a