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RIA / WealthAdvisor33 years in industry

JOHN JOON-SANG CHA

Advisor at KLESIS ADVISORS, LLC

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:0c4e850e-08be-91d8-a81e-ad9fd7b3fc6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KLESIS ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Aug 12, 1993
First registration: Dec 6, 2005
Dual registered: no
Other names: JOHN JOONSANG CHA
IAPD individual key: 2373163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KLESIS ADVISORS, LLC	State registered	Mar 23, 2021	n/a	yes	WALNUT CREEK, CA	Current employment
TWIN LAKES CAPITAL	Independent wealth	Apr 20, 2018	Mar 17, 2021	no	Redwood Shores, CA	Previous registration
TLA CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 23, 2016	Dec 31, 2017	no	REDWOOD SHORES, CA	Previous registration
TLA CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 24, 2008	Dec 31, 2015	no	REDWOOD SHORES, CA	Previous registration
TLA CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 20, 2006	Dec 31, 2006	no	REDWOOD SHORES, CA	Previous registration
TWIN LAKES CAPITAL	Independent wealth	Dec 6, 2005	Sep 25, 2013	no	REDWOOD SHORES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TWIN LAKES CAPITAL	KLESIS ADVISORS, LLC	Mar 17, 2021	Mar 23, 2021	6	Firm change	RIA to state RIA
TLA CAPITAL MANAGEMENT, LLC	TWIN LAKES CAPITAL	Dec 31, 2017	Apr 20, 2018	110	Firm change	Other
TWIN LAKES CAPITAL	TLA CAPITAL MANAGEMENT, LLC	Sep 25, 2013	Oct 20, 2006	-2,532	Firm change after gap	Other

Relationships

Registered with (3)

→ KLESIS ADVISORS, LLCRegistered adviserregistration: current employment
Mar 23, 2021 to presentfactForm ADV
→ TWIN LAKES CAPITALRegistered adviserregistration: previous registration
Apr 20, 2018 to Mar 17, 2021factForm ADV
→ TLA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 23, 2016 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.