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F•••• K••••••• Y•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

F•••• K••••••• Y•

Advisor at T••• L•••• C••••••

Honolulu, HI

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Search this name across graphsid dfx:ria:6a1fc57f-1944-88dc-fef5-875ede6d32ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• L•••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••• L•••• C••••••	Independent wealth	Jan 1, 2025	n/a	yes	Honolulu, HI	Current employment
T•• C•••••• M••••••••• L••	Former SEC adviser	Apr 28, 2016	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• M••••••••• L••	T••• L•••• C••••••	Dec 31, 2017	Jan 1, 2025	2,558	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• C•••••• M••••••••• L••	Apr 28, 2010

Relationships

Registered with (3)

→ T••• L•••• C••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ T•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 28, 2016 to Dec 31, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 14, 2003 to Apr 28, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a1fc57f-1944-88dc-fef5-875ede6d32ac
First observed: Feb 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.