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RIA / WealthAdvisor17 years in industry

Terry D Scipio

Advisor at SCIPIO FINANCIAL LLC

SUMMERVILLE, SC

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Search this name across graphsid dfx:ria:35d0b2cf-3905-0516-d8de-94b56252bbbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCIPIO FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 24, 2009
First registration: Apr 15, 2015
Dual registered: no
Other names: TERRY DELANDO SCIPIO|TERRY DELANDO SCIPIO|TERRY D SCIPIO
IAPD individual key: 5667572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCIPIO FINANCIAL LLC	State registered	Feb 28, 2025	n/a	yes	SUMMERVILLE, SC	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2022	Apr 14, 2025	no	N. Charleston, SC\|FT. LAUDERDALE, FL\|Summerville, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2022	Oct 17, 2022	no	N CHARLESTON, SC\|SUMMERVILLE, SC\|ALPHARETTA, GA\|N. Charleston, SC	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jun 26, 2018	Jan 19, 2022	no	MT PLEASANT, SC	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 15, 2015	Jan 3, 2018	no	Charleston, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	SCIPIO FINANCIAL LLC	Apr 14, 2025	Feb 28, 2025	-45	Firm change after gap	Ibd to state RIA
LPL FINANCIAL LLC	KOVACK ADVISORS, INC.	Oct 17, 2022	Oct 20, 2022	3	Firm change	RIA to ibd
PARK AVENUE SECURITIES LLC	LPL FINANCIAL LLC	Jan 19, 2022	Jan 3, 2022	-16	Firm change	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PARK AVENUE SECURITIES LLC	Jan 3, 2018	Jun 26, 2018	174	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140808:334402:SC:2025-04-14	Apr 14, 2025	Feb 28, 2025	SUMMERVILLE, SC	Firm change after gap

Relationships

Registered with (5)

→ SCIPIO FINANCIAL LLCRegistered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Oct 20, 2022 to Apr 14, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 3, 2022 to Oct 17, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jun 26, 2018 to Jan 19, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 15, 2015 to Jan 3, 2018factForm ADV

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
Terry D Scipio left Kovack Advisors, Inc. for Scipio Financial Llc (registered 2025-02-28)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2022
Advisor changed firm
Terry D Scipio left Lpl Financial Llc for Kovack Advisors, Inc. (registered 2022-10-20)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2022
Advisor changed firm
Terry D Scipio left Park Avenue Securities Llc for Lpl Financial Llc (registered 2022-01-03)
Form ADVobserved 4 days ago