DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terry D Scipio
Feed of 09/14/2026
Also filed as Terry Delando Scipio
At current firm
1 y
since Feb 28, 2025
In the industry
17 y
since Jul 24, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Scipio Financial LLC state registered currentsince Feb 28, 2025 · Summerville, Sc
- Kovack Advisors, Inc. BD affiliatedOct 20, 2022 to Apr 14, 2025 · N. Charleston, Sc
- LPL Financial LLC BD affiliatedJan 3, 2022 to Oct 17, 2022 · N Charleston, Sc
- Park Avenue Securities LLC BD affiliatedJun 26, 2018 to Jan 19, 2022 · Mt Pleasant, Sc
- Northwestern Mutual Investment Services,LLC no RAUMApr 15, 2015 to Jan 3, 2018 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Scipio Financial LLCleft Apr 14, 2025, registered Feb 28, 2025 (-45 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- LPL Financial LLC to Kovack Advisors, Inc.left Oct 17, 2022, registered Oct 20, 2022 (3 days) · RIA to affiliated broker-dealer or bank
- Park Avenue Securities LLC to LPL Financial LLCleft Jan 19, 2022, registered Jan 3, 2022 (-16 days) · Affiliated broker-dealer or bank to another
- Northwestern Mutual Investment Services,LLC to Park Avenue Securities LLCleft Jan 3, 2018, registered Jun 26, 2018 (174 days) · Other
Signals
- Terry D Scipio left Kovack Advisors, Inc. for Scipio Financial Llc (registered 2025-02-28)Apr 14, 2025 · Advisor changed firm · fact
- Terry D Scipio left Lpl Financial Llc for Kovack Advisors, Inc. (registered 2022-10-20)Oct 17, 2022 · Advisor changed firm · fact
- Terry D Scipio left Park Avenue Securities Llc for Lpl Financial Llc (registered 2022-01-03)Jan 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address