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B••••• N•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B••••• N•••••• B••••••••

Advisor at M•• I•••••••• S•••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:35d6670c-4174-f746-07c5-8e65b9fcffbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Mar 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 16, 2024	n/a	yes	NEWPORT BEACH, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 22, 2023	Jun 17, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M•• I•••••••• S•••••••• L••	Jun 17, 2024	Oct 16, 2024	121	Firm change	Wirehouse to ibd
P•••• F••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 29, 2023

Relationships

Registered with (6)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 22, 2023 to Jun 17, 2024factForm ADV
→ P•••• F••••••Registered adviserregistration: previous registration
Aug 16, 2023 to Nov 29, 2023factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
B••••• N•••••• B•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M•• I•••••••• S•••••••• L•• (registered 2024-10-16)
Form ADVobserved 7 days ago
Occurred
Nov 29, 2023
Advisor changed firm
B••••• N•••••• B•••••••• left P•••• F•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-22)
Form ADVobserved 7 days ago
Occurred
Nov 6, 2023
Advisor changed firm
B••••• N•••••• B•••••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for P•••• F•••••• (registered 2023-08-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35d6670c-4174-f746-07c5-8e65b9fcffbc
First observed: Mar 2, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.