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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Spring, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Mar 6, 2023 | n/a | yes | Spring, TX | Current employment |
| HFG WEALTH MANAGEMENT, LLC | Independent wealth | Apr 19, 2021 | Mar 17, 2022 | no | THE WOODLANDS, TX | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Sep 30, 2020 | Mar 12, 2021 | no | SUGARLAND, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| MADISON AVENUE SECURITIES, LLC | Bd affiliated wealth | Sep 5, 2019 | Sep 29, 2020 | no | The Woodlands, TX|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Mar 28, 2019 | Jul 29, 2019 | no | The Woodlands, TX | Previous registration |
| HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | n/a | Jun 20, 2007 | Dec 19, 2007 | no | SCOTTSDALE, AZ | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Mar 21, 2007 | Jun 22, 2007 | no | LAS VEGAS, NV|HENDERSON, NV | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Jun 10, 2004 | Nov 30, 2006 | no | LAS VEGAS, NV|WESTLAKE VILLAGE, CA|LAS VEGAS, NV | Previous registration |
| COOPER MCMANUS | Independent wealth | Nov 8, 2002 | May 24, 2004 | no | SHERMAN OAKS, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 15, 2001 | Nov 13, 2002 | no | CALABASAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HFG WEALTH MANAGEMENT, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Mar 17, 2022 | Mar 6, 2023 | 354 | Firm change | RIA to ibd |
| CUNA BROKERAGE SERVICES, INC. | HFG WEALTH MANAGEMENT, LLC | Mar 12, 2021 | Apr 19, 2021 | 38 | Firm change | Ibd to RIA |
| MADISON AVENUE SECURITIES, LLC | CUNA BROKERAGE SERVICES, INC. | Sep 29, 2020 | Sep 30, 2020 | 1 | Firm change | Ibd to ibd |
| ALLSTATE FINANCIAL ADVISORS, LLC | MADISON AVENUE SECURITIES, LLC | Jul 29, 2019 | Sep 5, 2019 | 38 | Firm change | Ibd to RIA |
| HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | ALLSTATE FINANCIAL ADVISORS, LLC | Dec 19, 2007 | Mar 28, 2019 | 4,117 | Firm change after gap | Other |
| SAGEPOINT FINANCIAL, INC. | HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | Jun 22, 2007 | Jun 20, 2007 | -2 | Firm change | Other |
| FINANCIAL WEST GROUP | SAGEPOINT FINANCIAL, INC. | Nov 30, 2006 | Mar 21, 2007 | 111 | Firm change | Other |
| COOPER MCMANUS | FINANCIAL WEST GROUP | May 24, 2004 | Jun 10, 2004 | 17 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | COOPER MCMANUS | Nov 13, 2002 | Nov 8, 2002 | -5 | Firm change | Other |