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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

CHARLES DAVID SCAVONE

Advisor at OAK HARVEST INVESTMENT SERVICES

HOUSTON, TX

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Search this name across graphsid dfx:ria:35eeac47-e13d-fb54-39bd-d9cc40419573

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAK HARVEST INVESTMENT SERVICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Jan 2, 2003
Dual registered: no
Other names: CHARLES SCAVONE
IAPD individual key: 2480848

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAK HARVEST INVESTMENT SERVICES	Independent wealth	Jan 27, 2023	n/a	yes	HOUSTON, TX	Current employment
PATRIOT WEALTH MANAGEMENT, INC.	Former SEC adviser	Apr 3, 2009	Jun 13, 2013	no	HOUSTON, TX	Previous registration
ROCK RIDGE CAPITAL LP	n/a	Aug 14, 2007	Dec 31, 2008	no	HOUSTON, TX	Previous registration
AIM ALTERNATIVE ASSET MANAGERS, L.P.	n/a	Jan 2, 2003	Dec 31, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PATRIOT WEALTH MANAGEMENT, INC.	OAK HARVEST INVESTMENT SERVICES	Jun 13, 2013	Jan 27, 2023	3,515	Firm change after gap	Other
ROCK RIDGE CAPITAL LP	PATRIOT WEALTH MANAGEMENT, INC.	Dec 31, 2008	Apr 3, 2009	93	Firm change	Other
AIM ALTERNATIVE ASSET MANAGERS, L.P.	ROCK RIDGE CAPITAL LP	Dec 31, 2004	Aug 14, 2007	956	Firm change after gap	Other

Relationships

Registered with (4)

→ OAK HARVEST INVESTMENT SERVICESRegistered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ PATRIOT WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 3, 2009 to Jun 13, 2013factForm ADV
→ ROCK RIDGE CAPITAL LPRegistered adviserregistration: previous registration
Aug 14, 2007 to Dec 31, 2008factForm ADV
→ AIM ALTERNATIVE ASSET MANAGERS, L.P.Registered adviserregistration: previous registration
Jan 2, 2003 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.