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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

TODD ALAN BAIRD

Advisor at WELLS FARGO ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:3628addb-3af6-b641-58e8-491bb06ec31e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 27, 2003
First registration: Feb 28, 2003
Dual registered: yes, broker-dealer
Other names: TODD A BAIRD
IAPD individual key: 4615558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 21, 2015	n/a	yes	DALLAS, TX	Current employment
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	May 19, 2015	Dec 28, 2015	no	DALLAS, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 3, 2009	May 15, 2012	no	Dallas, TX	Previous registration
STANFORD GROUP COMPANY	n/a	Apr 18, 2008	Mar 31, 2009	no	DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2003	Apr 22, 2008	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREDIT SUISSE SECURITIES (USA) LLC	WELLS FARGO ADVISORS	Dec 28, 2015	Dec 21, 2015	-7	Firm change	Other
J.P. MORGAN SECURITIES LLC	CREDIT SUISSE SECURITIES (USA) LLC	May 15, 2012	May 19, 2015	1,099	Firm change after gap	Other
STANFORD GROUP COMPANY	J.P. MORGAN SECURITIES LLC	Mar 31, 2009	Jun 3, 2009	64	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STANFORD GROUP COMPANY	Apr 22, 2008	Apr 18, 2008	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
816:19616:TX:2015-12-28	Dec 28, 2015	Dec 21, 2015	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 21, 2015 to presentfactForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
May 19, 2015 to Dec 28, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 3, 2009 to May 15, 2012factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Apr 18, 2008 to Mar 31, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2003 to Apr 22, 2008factForm ADV

Dated events

No dated event names this entity yet.