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Advisor at MARINER
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 2, 2019 | n/a | yes | HOUSTON, TX | Current employment |
| PATRIOT WEALTH MANAGEMENT, INC. | Former SEC adviser | Apr 16, 2007 | Feb 4, 2019 | no | HOUSTON, TX | Previous registration |
| LEXINGTON FINANCIAL ADVISORS, INC. | n/a | Jul 8, 2004 | Apr 10, 2007 | no | HOUSTON, TX | Previous registration |
| LEXINGTON ASSET MANAGEMENT, INC. | Former SEC adviser | Jul 8, 2004 | Dec 31, 2012 | no | HOUSTON, TX | Previous registration |
| LEXINGTON FINANCIAL SERVICES, INC. | n/a | Jul 8, 2004 | Dec 31, 2004 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PATRIOT WEALTH MANAGEMENT, INC. | Mariner | Feb 4, 2019 | Jan 2, 2019 | -33 | Firm change after gap | RIA to RIA |
| LEXINGTON ASSET MANAGEMENT, INC. | PATRIOT WEALTH MANAGEMENT, INC. | Dec 31, 2012 | Apr 16, 2007 | -2,086 | Firm change after gap | Other |
| LEXINGTON FINANCIAL ADVISORS, INC. | LEXINGTON ASSET MANAGEMENT, INC. | Apr 10, 2007 | Jul 8, 2004 | -1,006 | Firm change after gap | Other |
| LEXINGTON FINANCIAL SERVICES, INC. | LEXINGTON FINANCIAL ADVISORS, INC. | Dec 31, 2004 | Jul 8, 2004 | -176 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130447:140195:TX:2019-02-04 | Feb 4, 2019 | Jan 2, 2019 | HOUSTON, TX | Firm change after gap |