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D•••• A•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

D•••• A•••• P•••••

Advisor at A•••••• W••••• M••••••••• L••

Atlanta, GA | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:364edc8c-9171-95a9-c10e-3a122a7f8da1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	May 18, 2023	n/a	yes	Atlanta, GA\|MOUNT PLEASANT, SC	Current employment
C••••••• W••••• M•••••••••	Former SEC adviser	May 7, 2018	Dec 13, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• M•••••••••	A•••••• W••••• M••••••••• L••	Dec 13, 2023	May 18, 2023	-209	Firm change after gap	RIA to RIA
K•••• M•••••••••	C••••••• W••••• M•••••••••	Jul 11, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
291138:291902:GA:2023-12-13	Dec 13, 2023	May 18, 2023	SUWANEE, GA	Firm change after gap
133025:291138:FL:2018-07-11	Jul 11, 2018	May 7, 2018	PONTE VEDRA BEACH, FL	Firm change after gap
25803:133025:GA:2015-12-31	Dec 31, 2015	Dec 16, 2015	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ C••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 7, 2018 to Dec 13, 2023factForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Jul 11, 2018factForm ADV
→ T•••• A•••••••• L••

Dated events

Occurred
Dec 13, 2023
Advisor changed firm
D•••• A•••• P••••• left C••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:364edc8c-9171-95a9-c10e-3a122a7f8da1
First observed: Dec 1, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.