DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Allen Pierce
Feed of 09/15/2026
At current firm
3 y
since May 18, 2023
In the industry
23 y
since Nov 19, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Apollon Wealth Management, LLC independent RIA currentsince May 18, 2023 · Atlanta, Ga
- Catalyst Wealth Management formerMay 7, 2018 to Dec 13, 2023 · Atlanta, Ga
- Kalos Management formerDec 16, 2015 to Jul 11, 2018 · Suwanee, Ga
- Triad Advisors, LLC formerAug 23, 2011 to Dec 31, 2015 · Suwanee, Ga
- MML Investors Services, LLC BD affiliatedOct 22, 2009 to Aug 26, 2011 · Atlanta, Ga
- Oneamerica Securities, Inc. BD affiliatedDec 1, 2004 to Oct 16, 2009 · Peachtree Corners, Ga
Moves
a registration end followed by a registration begin elsewhere
- Catalyst Wealth Management to Apollon Wealth Management, LLCleft Dec 13, 2023, registered May 18, 2023 (-209 days) · RIA to RIA · moved with a team
- Kalos Management to Catalyst Wealth Managementleft Jul 11, 2018, registered May 7, 2018 (-65 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Triad Advisors, LLC to Kalos Managementleft Dec 31, 2015, registered Dec 16, 2015 (-15 days) · Other · moved with a team
- MML Investors Services, LLC to Triad Advisors, LLCleft Aug 26, 2011, registered Aug 23, 2011 (-3 days) · Other
- Oneamerica Securities, Inc. to MML Investors Services, LLCleft Oct 16, 2009, registered Oct 22, 2009 (6 days) · Other
Signals
- David Allen Pierce left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-18)Dec 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address