DFX Intelligence

M•••••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• J••••• M•••••••

Advisor at A••••• A•• P••••••• S•••••••

Chicago, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:36547cdb-5c03-4373-5751-d909bf18c62d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 26, 2024	n/a	yes	CHICAGO, IL\|Chicago, IL	Current employment
M••••• S••••••	Wirehouse	Sep 5, 2023	Dec 22, 2023	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••• A•• P••••••• S•••••••	Dec 22, 2023	Mar 26, 2024	95	Firm change	Wirehouse to ibd
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023

Relationships

Registered with (7)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Dec 22, 2023factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2021 to Sep 5, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
M•••••• J••••• M••••••• left M••••• S•••••• for A••••• A•• P••••••• S••••••• (registered 2024-03-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36547cdb-5c03-4373-5751-d909bf18c62d
First observed: Jan 9, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.