DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua Andrews Putnam

Legacy Capital Wealth Partners, LLCindependent RIALittle Rock, Ar IA-onlyIAPD 4358266

Feed of 09/14/2026

At current firm

1 y

since Jun 6, 2025

In the industry

25 y

since Apr 3, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Advisorreportedlegacycapitalwp.comfirm site, Sep 15, 2026
Years, as the firm states: 24reportedlegacycapitalwp.com“Josh Putnam serves as a Senior Wealth Advisor at Legacy Capital, bringing more than 24 years of experience in financial planning and wealth management.”
Professional profile: legacycapitalwp.com/who-we-are/our-team/josh-putnamreportedlegacycapitalwp.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Legacy Capital Wealth Partners, LLC independent RIA current
since Jun 6, 2025 · Columbia, Mo
Sundvold Financial independent RIA
Oct 4, 2005 to Jun 16, 2025 · Columbia, Mo
Voya Financial Advisors, Inc. BD affiliated
Apr 1, 2003 to Oct 5, 2005 · Columbia, Mo
Legacy Financial Group, Inc. unclassified
Apr 9, 2001 to Mar 26, 2003 · Columbia, Mo

Moves

a registration end followed by a registration begin elsewhere

Sundvold Financial to Legacy Capital Wealth Partners, LLC
left Jun 16, 2025, registered Jun 6, 2025 (-10 days) · RIA to RIA
Voya Financial Advisors, Inc. to Sundvold Financial
left Oct 5, 2005, registered Oct 4, 2005 (-1 days) · Other
Legacy Financial Group, Inc. to Voya Financial Advisors, Inc.
left Mar 26, 2003, registered Apr 1, 2003 (6 days) · Other

Signals

Joshua Andrews Putnam left Sundvold Financial for Legacy Capital Wealth Partners, Llc (registered 2025-06-06)
Jun 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address