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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

THOMPSON GRESS LEMAISTRE

Advisor at LPL FINANCIAL LLC

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:366e3333-fa4f-5263-c8fc-115d16b62331

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 18, 2005
First registration: Nov 21, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4826095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 27, 2026	n/a	yes	JACKSONVILLE, FL	Current employment
MARYLAND FINANCIAL GROUP, INC.	Former SEC adviser	Mar 20, 2020	Dec 18, 2024	no	Jacksonville, FL\|ROCKVILLE, MD	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Mar 13, 2020	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 15, 2009	Feb 13, 2013	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 20, 2006	Nov 3, 2008	no	BIRMINGHAM, AL	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 21, 2005	Oct 23, 2006	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARYLAND FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Dec 18, 2024	Apr 27, 2026	495	Firm change after gap	RIA to ibd
RAYMOND JAMES & ASSOCIATES, INC.	MARYLAND FINANCIAL GROUP, INC.	Mar 13, 2020	Mar 20, 2020	7	Firm change	Ibd to RIA
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN KEEGAN & COMPANY, LLC	Nov 3, 2008	Apr 15, 2009	163	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2006	Oct 20, 2006	-3	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ MARYLAND FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 20, 2020 to Dec 18, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Mar 13, 2020factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Apr 15, 2009 to Feb 13, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 2006 to Nov 3, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 21, 2005 to Oct 23, 2006factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Thompson Gress Lemaistre left Maryland Financial Group, Inc. for Lpl Financial Llc (registered 2026-04-27)
Form ADVobserved 3 days ago