RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• G•••• L••••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 27, 2026 · Jacksonville, Fl
- M••••••• F•••••••• G••••• I••• formerMar 20, 2020 to Dec 18, 2024 · Jacksonville, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Mar 13, 2020 · Jacksonville, Fl
- M••••• K••••• • C••••••• L•• formerApr 15, 2009 to Feb 13, 2013 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 20, 2006 to Nov 3, 2008 · Birmingham, Al
- M••••• S•••••• D• I••• unclassifiedNov 21, 2005 to Oct 23, 2006 · Birmingham, Al
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Dec 18, 2024, registered Apr 27, 2026 (495 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to M••••••• F•••••••• G••••• I•••left Mar 13, 2020, registered Mar 20, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Nov 3, 2008, registered Apr 15, 2009 (163 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2006, registered Oct 20, 2006 (-3 days) · Other
- T••••••• G•••• L•••••••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2026-04-27)Dec 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address