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Advisor at ALTA WEALTH ADVISORS LLC
WOBURN, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTA WEALTH ADVISORS LLC | Independent wealth | May 31, 2018 | n/a | yes | WOBURN, MA | Current employment |
| PINNACLE PRIVATE WEALTH, LLC | Former SEC adviser | Oct 26, 2017 | Oct 10, 2018 | no | BURLINGTON, MA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 19, 2017 | Oct 27, 2017 | no | WAKEFIELD, MA | Previous registration |
| Mariner | Independent wealth | Dec 7, 2012 | Jan 25, 2018 | no | OVERLAND PARK,, KS | Previous registration |
| BOLTON GLOBAL ASSET MANAGEMENT | Bd affiliated wealth | Sep 30, 2009 | Aug 17, 2012 | no | MALDEN, MA|BOLTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PINNACLE PRIVATE WEALTH, LLC | ALTA WEALTH ADVISORS LLC | Oct 10, 2018 | May 31, 2018 | -132 | Firm change after gap | RIA to new firm |
| Mariner | MML INVESTORS SERVICES, LLC | Jan 25, 2018 | Jun 19, 2017 | -220 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | PINNACLE PRIVATE WEALTH, LLC | Oct 27, 2017 | Oct 26, 2017 | -1 | Firm change | Other |
| BOLTON GLOBAL ASSET MANAGEMENT | Mariner | Aug 17, 2012 | Dec 7, 2012 | 112 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:10409:KS:2018-01-25 | Jan 25, 2018 | Jun 19, 2017 | OVERLAND PARK,, KS | Firm change after gap |