DFX Intelligence

Data Factory

RIA / WealthAdvisor21 years in industry

BRENT THOMAS KATTERHEINRICH

Advisor at WEALTHSPIRE ADVISORS

Madison, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36dbf58a-a226-e2e1-a39e-dcadfd33b48d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 8, 2005
First registration: May 2, 2008
Dual registered: no
IAPD individual key: 4918818

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE ADVISORS	Independent wealth	Jan 5, 2021	n/a	yes	Madison, WI	Current employment
WEALTHSPIRE ADVISORS	Former SEC adviser	Sep 24, 2014	Dec 31, 2020	no	Madison, WI\|POTOMAC, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Dec 17, 2012	no	ORLAND PARK, IL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	May 2, 2008	Oct 5, 2009	no	ORLAND PARK, IL\|ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHSPIRE ADVISORS	WEALTHSPIRE ADVISORS	Dec 31, 2020	Jan 5, 2021	5	Bulk transfer	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	WEALTHSPIRE ADVISORS	Dec 17, 2012	Sep 24, 2014	646	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WEALTHSPIRE ADVISORSRegistered adviserregistration: current employment
Jan 5, 2021 to presentfactForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserregistration: previous registration
Sep 24, 2014 to Dec 31, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 17, 2012factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 2, 2008 to Oct 5, 2009factForm ADV

Dated events

No dated event names this entity yet.