DFX Intelligence

B•• P••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B•• P••••• H•••••

Advisor at K••••• A•••••••• I•••

Naples, FL | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:36dc6ef6-c08d-9661-16f6-57f189b2b163

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	May 6, 2020	n/a	yes	Naples, FL\|FT. LAUDERDALE, FL	Current employment
C•••••• G••••••• W••••• M••••••••• L••	Former SEC adviser	Nov 1, 2010	Jul 13, 2018	no	MIAMI, FL\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G••••••• W••••• M••••••••• L••	K••••• A•••••••• I•••	Jul 13, 2018	May 6, 2020	663	Firm change after gap	RIA to ibd
M•••• • C••••• I••	C•••••• G••••••• W••••• M••••••••• L••	Oct 13, 2010	Nov 1, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
131631:140808:FL:2018-07-13	Jul 13, 2018	May 6, 2020	NAPLES, FL	Firm change after gap

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
May 6, 2020 to presentfactForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 1, 2010 to Jul 13, 2018factForm ADV
→ M•••• • C••••• I••Registered adviserregistration: previous registration
Feb 25, 2009 to Oct 13, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36dc6ef6-c08d-9661-16f6-57f189b2b163
First observed: Feb 25, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.