DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Lantana, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Apr 1, 2026 | n/a | yes | Lantana, TX | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jan 10, 2024 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | J••• M••••• S••••••••• L•• | Jan 10, 2024 | Apr 1, 2026 | 812 | Firm change after gap | Ibd to wirehouse |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Aug 29, 2014 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jul 7, 2010 | Aug 18, 2014 | no | FORT WORTH, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jul 7, 2010 | Aug 18, 2014 | no | Westlake, TX|FORT WORTH, TX|WestLake, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Aug 18, 2014 | Jul 7, 2010 | -1,503 | Channel change | Other |
| T• A••••••••• I••• | S•••••••• A••••••• L•• | Aug 18, 2014 | Aug 29, 2014 | 11 | Firm change | Other |