B•••• M•••••• H•••

• J••• M••••• S••••••••• L•• wirehouse current
  since Apr 1, 2026 · Lantana, Tx
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Jan 10, 2024 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Aug 29, 2014 to Jul 13, 2018 · Westlake, Tx
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jul 7, 2010 to Aug 18, 2014 · Fort Worth, Tx
• T• A••••••••• I••• former
  Jul 7, 2010 to Aug 18, 2014 · Westlake, Tx

• F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
  left Jan 10, 2024, registered Apr 1, 2026 (812 days) · Affiliated broker-dealer or bank to wirehouse
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Aug 18, 2014, registered Jul 7, 2010 (-1503 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••• to S•••••••• A••••••• L••
  left Aug 18, 2014, registered Aug 29, 2014 (11 days) · Other

• ••• Locked
  Jan 10, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address