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E••••• F••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

E••••• F••••••• S•••••••

Advisor at E•• A•••• M••••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:370a0574-a0c3-9e83-7ad5-69690b9aab04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Oct 29, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••• F••••••• S•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•• A•••• M••••••••• L••	Independent wealth	Aug 12, 2026	n/a	yes	DALLAS, TX	Current employment
E•• A•••• M••••••••• L••	Independent wealth	Mar 26, 2023	Dec 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• S••• A•••• M••••••••• L••	E•• A•••• M••••••••• L••	Nov 13, 2009	Sep 4, 2009	-70	Firm change after gap	Other
S••• A••••••• S••••••• L•• C•	W•••• S••• A•••• M••••••••• L••	Jan 29, 2004

Relationships

Registered with (3)

→ E•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2023 to Dec 31, 2023factForm ADV
→ W•••• S••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2009 to Nov 13, 2009factForm ADV
→ S••• A••••••• S••••••• L•• C•Registered adviserregistration: previous registration
Oct 29, 2002 to Jan 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:370a0574-a0c3-9e83-7ad5-69690b9aab04
First observed: Oct 29, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.