RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• F••••••• S•••••••
- E•• A•••• M••••••••• L•• independent RIA currentsince Aug 12, 2026 · Dallas, Tx
- E•• A•••• M••••••••• L•• independent RIAMar 26, 2023 to Dec 31, 2023 · Dallas, Tx
- E•• A•••• M••••••••• L•• independent RIASep 4, 2009 to Dec 31, 2022 · Dallas, Tx
- W•••• S••• A•••• M••••••••• L•• unclassifiedJan 2, 2009 to Nov 13, 2009 · Dallas, Tx
- S••• A••••••• S••••••• L•• C• mixed wealthOct 29, 2002 to Jan 29, 2004 · Austin, Tx
- W•••• S••• A•••• M••••••••• L•• to E•• A•••• M••••••••• L••left Nov 13, 2009, registered Sep 4, 2009 (-70 days) · Other
- S••• A••••••• S••••••• L•• C• to W•••• S••• A•••• M••••••••• L••left Jan 29, 2004, registered Jan 2, 2009 (1800 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address