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RIA / WealthAdvisor32 years in industry

BRIAN DOUGLAS ORTON

Advisor at CORIENT

SEATTLE, WA

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Search this name across graphsid dfx:ria:370bf768-9ec6-1a6d-d61b-36691b297940

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 16, 1994
First registration: May 14, 2002
Dual registered: no
IAPD individual key: 2465566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Feb 21, 2023	n/a	yes	SEATTLE, WA	Current employment
COLUMBIA PACIFIC WEALTH MANAGEMENT	Former SEC adviser	May 26, 2015	Aug 31, 2023	no	SEATTLE, WA	Previous registration
KIBBLE & PRENTICE HOLDING COMPANY	Former SEC adviser	Oct 6, 2005	May 1, 2015	no	SEATTLE, WA	Previous registration
KIBBLE & PRENTICE, INC.	n/a	Nov 19, 2002	Dec 15, 2003	no	SEATTLE, WA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 14, 2002	Oct 15, 2002	no	SEATTLE , WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMBIA PACIFIC WEALTH MANAGEMENT	Corient	Aug 31, 2023	Feb 21, 2023	-191	Bulk transfer	RIA to RIA
KIBBLE & PRENTICE HOLDING COMPANY	COLUMBIA PACIFIC WEALTH MANAGEMENT	May 1, 2015	May 26, 2015	25	Firm change	Other
KIBBLE & PRENTICE, INC.	KIBBLE & PRENTICE HOLDING COMPANY	Dec 15, 2003	Oct 6, 2005	661	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	KIBBLE & PRENTICE, INC.	Oct 15, 2002	Nov 19, 2002	35	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127672:156225:WA:2015-05-01	May 1, 2015	May 26, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ COLUMBIA PACIFIC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 26, 2015 to Aug 31, 2023factForm ADV
→ KIBBLE & PRENTICE HOLDING COMPANYRegistered adviserregistration: previous registration
Oct 6, 2005 to May 1, 2015factForm ADV
→ KIBBLE & PRENTICE, INC.Registered adviserregistration: previous registration
Nov 19, 2002 to Dec 15, 2003factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 14, 2002 to Oct 15, 2002factForm ADV

Dated events

No dated event names this entity yet.