DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
3 y
since Feb 21, 2023
In the industry
32 y
since Mar 16, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Feb 21, 2023 · Seattle, Wa
- Columbia Pacific Wealth Management formerMay 26, 2015 to Aug 31, 2023 · Seattle, Wa
- Kibble & Prentice Holding Company formerOct 6, 2005 to May 1, 2015 · Seattle, Wa
- Kibble & Prentice, Inc. unclassifiedNov 19, 2002 to Dec 15, 2003 · Seattle, Wa
- E*Trade Capital Management, LLC formerMay 14, 2002 to Oct 15, 2002 · Seattle , Wa
Moves
a registration end followed by a registration begin elsewhere
- Columbia Pacific Wealth Management to Corientleft Aug 31, 2023, registered Feb 21, 2023 (-191 days) · corporate re-registration, not a move
- Kibble & Prentice Holding Company to Columbia Pacific Wealth Managementleft May 1, 2015, registered May 26, 2015 (25 days) · Other · moved with a team
- Kibble & Prentice, Inc. to Kibble & Prentice Holding Companyleft Dec 15, 2003, registered Oct 6, 2005 (661 days) · Other
- E*Trade Capital Management, LLC to Kibble & Prentice, Inc.left Oct 15, 2002, registered Nov 19, 2002 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address