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Advisor at MAIDEN COVE CAPITAL
CAPE ELIZABETH, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIDEN COVE CAPITAL | Independent wealth | Mar 31, 2021 | n/a | yes | CAPE ELIZABETH, ME | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | May 15, 2020 | Jun 2, 2021 | no | NEW ORLEANS, LA|Cape Elizabeth, ME | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 6, 2016 | May 22, 2020 | no | Portland, ME | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2009 | Feb 17, 2012 | no | BURLINGTON, VT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | MAIDEN COVE CAPITAL | Jun 2, 2021 | Mar 31, 2021 | -63 | Firm change after gap | Ibd to RIA |
| MORGAN STANLEY | NEWEDGE ADVISORS | May 22, 2020 | May 15, 2020 | -7 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Feb 17, 2012 | Jun 6, 2016 | 1,571 | Firm change after gap | Wirehouse to wirehouse |