DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••••• A•••••••• I•••
FT. LAUDERDALE, FL | Lisle, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A•••••••• I••• | Bd affiliated wealth | Oct 9, 2019 | n/a | yes | Lisle, IL|FT. LAUDERDALE, FL | Current employment |
| O••• W••••• M••••••••• G•••• | Former SEC adviser | Dec 13, 2016 | Jun 25, 2019 | no | LISLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••• W••••• M••••••••• G•••• | K••••• A•••••••• I••• | Jun 25, 2019 | Oct 9, 2019 | 106 | Firm change | RIA to ibd |
| L•• F•••••••• L•• | O••• W••••• M••••••••• G•••• | Feb 13, 2017 | Dec 13, 2016 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 22, 2016 | Feb 13, 2017 | no | OAK BROOK, IL|ORLAND PARK, IL|LISLE, IL | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 3, 2008 | Jul 1, 2016 | no | DOWNERS GROVE, IL|DOWNERS GROVE, IL | Previous registration |
| -62 |
| Firm change after gap |
| Other |
| M•• F•••••••• S•••••••• I••• | L•• F•••••••• L•• | Jul 1, 2016 | Jun 22, 2016 | -9 | Firm change | Other |