DFX Intelligence

L•••• M•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

L•••• M•••• M•••••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37544f3b-1ae7-0815-0679-48a5e6a34551

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Dec 8, 2025	n/a	yes	NEW YORK, NY\|ALBANY, NY	Current employment
C••••• P••••••• L••	Independent wealth	Sep 30, 2025	n/a	yes	NEW YORK, NY\|ALBANY, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• L••	C••••• P••••••• L••	Oct 3, 2025	Sep 30, 2025	-3	Bulk transfer	RIA to RIA
A•••• P•••••• W••••• M••••••••• L••	G•••••••• L••	Apr 23, 2024	May 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
145331:135950:NY:2024-04-23	Apr 23, 2024	May 9, 2024	ALBANY, NY	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ G•••••••• L••Registered adviserregistration: previous registration
May 9, 2024 to Oct 3, 2025factForm ADV
→ A•••• P•••••• W••••• M••••••••• L••

Dated events

Occurred
Apr 23, 2024
Advisor changed firm
L•••• M•••• M••••••••• left A•••• P•••••• W••••• M••••••••• L•• for G•••••••• L•• (registered 2024-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37544f3b-1ae7-0815-0679-48a5e6a34551
First observed: May 10, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.