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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Michael John Gambol

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Conshohocken, PA | GLEN MILLS, PA

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Search this name across graphsid dfx:ria:375a602e-35a4-81bf-3b16-dad7e06200c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Feb 15, 1991
First registration: Jun 28, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL JOHN GAMBOL|MICHAEL JOHN GAMBOL|MICHAEL J GAMBOL
IAPD individual key: 2120834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 25, 2020	n/a	yes	GLEN MILLS, PA\|Conshohocken, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 9, 2018	Aug 26, 2020	no	PHILADELPHIA, PA	Previous registration
Worthfm	Former SEC adviser	Jan 11, 2016	Jun 2, 2016	no	BALA CYNWYD, PA	Previous registration
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	May 31, 2006	Apr 30, 2015	no	WILMINGTON, DE\|NEW YORK, NY	Previous registration
BLACKROCK CAPITAL MANAGEMENT, INC.	Asset manager	Oct 22, 2004	Jun 1, 2006	no	WILMINGTON, DE	Previous registration
FLAGSHIP CAPITAL MANAGEMENT INC	Independent wealth	Jun 28, 2002	Jan 13, 2003	no	MEDIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Aug 26, 2020	Aug 25, 2020	-1	Firm change	Wirehouse to ibd
Worthfm	WELLS FARGO ADVISORS	Jun 2, 2016	Aug 9, 2018	798	Firm change after gap	Other
BLACKROCK FINANCIAL MANAGEMENT, INC	Worthfm	Apr 30, 2015	Jan 11, 2016	256	Firm change	Other
BLACKROCK CAPITAL MANAGEMENT, INC.	BLACKROCK FINANCIAL MANAGEMENT, INC	Jun 1, 2006	May 31, 2006	-1	Firm change	Other
FLAGSHIP CAPITAL MANAGEMENT INC	BLACKROCK CAPITAL MANAGEMENT, INC.	Jan 13, 2003	Oct 22, 2004	648	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:705:PA:2020-08-26	Aug 26, 2020	Aug 25, 2020	PHILADELPHIA, PA	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 25, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 9, 2018 to Aug 26, 2020factForm ADV
→ WORTHFMRegistered adviserregistration: previous registration
Jan 11, 2016 to Jun 2, 2016factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
May 31, 2006 to Apr 30, 2015factForm ADV
→ BLACKROCK CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 22, 2004 to Jun 1, 2006factForm ADV
→ FLAGSHIP CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 28, 2002 to Jan 13, 2003factForm ADV

Dated events

No dated event names this entity yet.