DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Gambol
Feed of 09/14/2026
Also filed as Michael John Gambol
At current firm
6 y
since Aug 25, 2020
In the industry
35 y
since Feb 15, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Aug 25, 2020 · Glen Mills, Pa
- Wells Fargo Advisors wirehouseAug 9, 2018 to Aug 26, 2020 · Philadelphia, Pa
- Worthfm formerJan 11, 2016 to Jun 2, 2016 · Bala Cynwyd, Pa
- Blackrock Financial Management, Inc otherMay 31, 2006 to Apr 30, 2015 · Wilmington, De
- Blackrock Capital Management, Inc. asset managerOct 22, 2004 to Jun 1, 2006 · Wilmington, De
- Flagship Capital Management Inc independent RIAJun 28, 2002 to Jan 13, 2003 · Media, Pa
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Aug 26, 2020, registered Aug 25, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Worthfm to Wells Fargo Advisorsleft Jun 2, 2016, registered Aug 9, 2018 (798 days) · Other
- Blackrock Financial Management, Inc to Worthfmleft Apr 30, 2015, registered Jan 11, 2016 (256 days) · Other
- Blackrock Capital Management, Inc. to Blackrock Financial Management, Incleft Jun 1, 2006, registered May 31, 2006 (-1 days) · Other
- Flagship Capital Management Inc to Blackrock Capital Management, Inc.left Jan 13, 2003, registered Oct 22, 2004 (648 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address