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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FLAGSHIP CAPITAL MANAGEMENT INC

CRD 108354

MEDIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd0428fc-84e7-acec-cef7-00820ea12795

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Mar 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $200MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $200M
Private client RAUM: $200MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $66.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 176
Individual clients: 110
High net worth clients: 63
SEC number: 801-117804
CRD: 108354
Filings on the tape: 20
First filed: Mar 28, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, DE
Website: flagshipcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS ALLEN GOLDSMITH	n/a	MEDIA, PA	33	36	n/a	no
THOMAS PATRICK GOLDSMITH	n/a	MEDIA, PA	14	18	n/a	no
Charles Gubler	n/a	MEDIA, PA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLDSMITH, THOMAS, ALLEN	PRESIDENT,CHIEF COMPLIANCE OFFICER	E	yes	01/1990	Mar 28, 2012	Dec 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$200M	$200M	4	3	0	n/a	n/a
2024	Mar 19, 2025	$180M	$180M	4	3	0	n/a	n/a
2023	Mar 22, 2024	$161M	$161M	4	3	0	n/a	n/a
2022	Mar 7, 2023	$146M	$146M	4	3	0	n/a	n/a
2021	Mar 8, 2022	$145M	$145M	5	4	0	n/a	n/a
2020	Mar 1, 2021	$123M	$123M	5	4	0	n/a	n/a
2019	Mar 18, 2020	$105M	$105M	5	4	0	n/a	n/a
2011	Mar 28, 2012	$81.8M	$81.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$200M	$180M	11.4%	$146M	11.0%	4	4	0	0

Relationships

Registered with (8)

← Charles GublerAdvisorregistration: current employment
Sep 26, 2024 to presentfactForm ADV
← THOMAS PATRICK GOLDSMITHAdvisorregistration: current employment
Mar 27, 2012 to presentfactForm ADV
← THOMAS ALLEN GOLDSMITHAdvisorregistration: current employment
Jun 11, 1993 to presentfactForm ADV
← BRIAN Jeffrey HOWLESAdvisorregistration: previous registration
Sep 22, 2008 to Aug 12, 2024factForm ADV
← SCOTT RAYMOND INGLISAdvisorregistration: previous registration
Jan 11, 2008 to Mar 19, 2009factForm ADV
← WILLIAM LAWRENCE HAGANAdvisorregistration: previous registration
Sep 12, 2003 to Aug 30, 2005factForm ADV
← MARC ALLEN TURNERAdvisorregistration: previous registration
Mar 6, 2000 to Oct 31, 2003factForm ADV
← Michael John GambolAdvisorregistration: previous registration
Jun 28, 2002 to Jan 13, 2003factForm ADV

Controls (1)

← GOLDSMITH, THOMAS, ALLENOwnerPRESIDENT,CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Dec 4, 2024factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
Brian Jeffrey Howles left Flagship Capital Management Inc for Gyl Financial Synergies, Llc (registered 2024-07-24)
Form ADVobserved 4 days ago
Occurred
Nov 15, 2019
Control person left
Anthony Vincent Griffith (Shareholder) no longer on Schedule A of Flagship Capital Management Inc (listed 2012-09-26, absent 2019-11-15)
Form ADVobserved 4 days ago
Occurred
Nov 15, 2019
Control person left
Charles Michael Ritter (Shareholder) no longer on Schedule A of Flagship Capital Management Inc (listed 2012-09-26, absent 2019-11-15)
Form ADVobserved 4 days ago
Occurred
Nov 15, 2019
First Form ADV filing
Flagship Capital Management Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd0428fc-84e7-acec-cef7-00820ea12795
First observed: Mar 28, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLAGSHIP CAPITAL MANAGEMENT INC

CRD 108354

MEDIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd0428fc-84e7-acec-cef7-00820ea12795

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS ALLEN GOLDSMITH

n/a

MEDIA, PA

n/a

THOMAS PATRICK GOLDSMITH

n/a

MEDIA, PA

n/a

Charles Gubler

n/a

MEDIA, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLDSMITH, THOMAS, ALLEN

PRESIDENT,CHIEF COMPLIANCE OFFICER

yes

01/1990

Mar 28, 2012

Dec 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$200M

n/a

2024

Mar 19, 2025

$180M

n/a

2023

Mar 22, 2024

$161M

n/a

2022

Mar 7, 2023

$146M

n/a

2021

Mar 8, 2022

$145M

n/a

2020

Mar 1, 2021

$123M

n/a

2019

Mar 18, 2020

$105M

n/a

2011

Mar 28, 2012

$81.8M

$81.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$200M

$180M

11.4%

$146M

11.0%