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Reading the graph
Advisor at ALLWORTH FINANCIAL, L.P.
MARIETTA, GA | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Jun 17, 2024 | n/a | yes | MARIETTA, GA|FOLSOM, CA | Current employment |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Mar 25, 2009 | Jan 30, 2024 | no | PEACHTREE CORNERS, GA|PEACHTREE CORNERS, GA|ALPHARETTA, GA|PEACHTREE CORNERS, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 21, 2003 | Mar 24, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE STRATEGIC FINANCIAL ALLIANCE | ALLWORTH FINANCIAL, L.P. | Jan 30, 2024 | Jun 17, 2024 | 139 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE STRATEGIC FINANCIAL ALLIANCE | Mar 24, 2009 | Mar 25, 2009 | 1 | Firm change | Other |