DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Kevin Michael Brown

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Charleston, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37806d6d-14db-5cf3-ffee-9487c87c11d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 24, 1996
First registration: Mar 19, 2008
Dual registered: yes, broker-dealer
Other names: KEVIN M BROWN|KEVIN MICHAEL BROWN
IAPD individual key: 2583645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 25, 2025	n/a	yes	Charleston, SC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Aug 27, 2025	no	CHARLESTON, SC\|CHARLOTTE, NC	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	CHARLESTON, SC\|CHARLOTTE, NC	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 13, 2012	May 13, 2016	no	CHARLOTTE, NC\|CHARLESTON, SC	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	May 18, 2009	Jun 27, 2012	no	HORSHAM, PA\|GREENVILLE, SC\|LYNNFIELD, MA\|SUMMERVILLE, SC	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	Mar 19, 2008	May 15, 2009	no	HORSHAM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 27, 2025	Aug 25, 2025	-2	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
INVESTORS CAPITAL ADVISORY	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 27, 2012	Jul 13, 2012	16	Firm change	Other
CINCINNATI ANALYSTS, INC	INVESTORS CAPITAL ADVISORY	May 15, 2009	May 18, 2009	3	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Aug 27, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 13, 2012 to May 13, 2016factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
May 18, 2009 to Jun 27, 2012factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Mar 19, 2008 to May 15, 2009factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
Kevin Michael Brown left Osaic Wealth, Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-08-25)
Form ADVobserved 6 days ago