RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 25, 2025 · Charleston, Sc
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Aug 27, 2025 · Charleston, Sc
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · Charleston, Sc
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 13, 2012 to May 13, 2016 · Charlotte, Nc
- I•••••••• C•••••• A••••••• formerMay 18, 2009 to Jun 27, 2012 · Horsham, Pa
- C••••••••• A•••••••• I•• formerMar 19, 2008 to May 15, 2009 · Horsham, Pa
- O•••• W•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 27, 2025, registered Aug 25, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- I•••••••• C•••••• A••••••• to T••••••••• F•••••••• A•••••••• L••left Jun 27, 2012, registered Jul 13, 2012 (16 days) · Other
- C••••••••• A•••••••• I•• to I•••••••• C•••••• A•••••••left May 15, 2009, registered May 18, 2009 (3 days) · Other
- K•••• M•••••• B•••• left O•••• W•••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-25)Aug 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address