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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

MICHAEL T MORIARTY

Advisor at STRATEGIC ADVISERS LLC

GAITHERSBURG, MD

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Search this name across graphsid dfx:ria:37c402f0-32ef-a76c-9731-4cf2635caa13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 11, 1993
First registration: Jan 30, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL MORIARTY|MICHAEL TIMOTHY MORIARTY
IAPD individual key: 2355008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	GAITHERSBURG, MD	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 4, 2021	Mar 31, 2025	no	SILVER SPRING, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 1, 2020	Mar 16, 2021	no	Bethesda, MD	Previous registration
WEALTHSPIRE ADVISORS	Former SEC adviser	Apr 20, 2016	Aug 20, 2020	no	POTOMAC, MD	Previous registration
HIGHLINE WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 6, 2013	Sep 1, 2015	no	ROCKVILLE, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 2, 2013	no	BETHESDA, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	NEW YORK, NY\|BETHESDA, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 30, 2001	Apr 2, 2007	no	BETHESDA, MD\|BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 16, 2021	Jun 4, 2021	80	Firm change	Ibd to ibd
WEALTHSPIRE ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 20, 2020	Sep 1, 2020	12	Firm change	RIA to ibd
HIGHLINE WEALTH MANAGEMENT, LLC	WEALTHSPIRE ADVISORS	Sep 1, 2015	Apr 20, 2016	232	Firm change	Other
MORGAN STANLEY	HIGHLINE WEALTH MANAGEMENT, LLC	Dec 2, 2013	Dec 6, 2013	4	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142542:168095:MD:2015-09-01	Sep 1, 2015	Apr 20, 2016	ROCKVILLE, MD	Firm change

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 4, 2021 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 1, 2020 to Mar 16, 2021factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2016 to Aug 20, 2020factForm ADV
→ HIGHLINE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 6, 2013 to Sep 1, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 2, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 30, 2001 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.