DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael T Moriarty
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Moriarty
At current firm
1 y
since Mar 31, 2025
In the industry
33 y
since Aug 11, 1993 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Gaithersburg, Md
- Fidelity Personal And Workplace Advisors formerJun 4, 2021 to Mar 31, 2025 · Silver Spring, Md
- Ameriprise Financial Services, LLC national BDSep 1, 2020 to Mar 16, 2021 · Bethesda, Md
- Wealthspire Advisors formerApr 20, 2016 to Aug 20, 2020 · Potomac, Md
- Highline Wealth Management, LLC formerDec 6, 2013 to Sep 1, 2015 · Rockville, Md
- Morgan Stanley wirehouseJun 1, 2009 to Dec 2, 2013 · Bethesda, Md
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · New York, Ny
- Morgan Stanley Dw Inc. unclassifiedJan 30, 2001 to Apr 2, 2007 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Fidelity Personal And Workplace Advisorsleft Mar 16, 2021, registered Jun 4, 2021 (80 days) · Affiliated broker-dealer or bank to another
- Wealthspire Advisors to Ameriprise Financial Services, LLCleft Aug 20, 2020, registered Sep 1, 2020 (12 days) · RIA to affiliated broker-dealer or bank
- Highline Wealth Management, LLC to Wealthspire Advisorsleft Sep 1, 2015, registered Apr 20, 2016 (232 days) · Other · moved with a team
- Morgan Stanley to Highline Wealth Management, LLCleft Dec 2, 2013, registered Dec 6, 2013 (4 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address