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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Greg Albert Casamayor

Advisor at LPL FINANCIAL LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:37cd31b9-ee7c-9bfb-7f3e-3ab536f3d9a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 2, 2002
First registration: Jan 8, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4561712

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2024	n/a	yes	HOUSTON, TX	Current employment
WESTWOOD WEALTH MANAGEMENT	Mixed wealth	Jun 15, 2021	Aug 12, 2024	no	Houston, TX\|DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Nov 19, 2020	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|PEARLAND, TX\|HOUSTON, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 31, 2007	Oct 23, 2009	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 8, 2003	Sep 19, 2007	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTWOOD WEALTH MANAGEMENT	LPL FINANCIAL LLC	Aug 12, 2024	Oct 28, 2024	77	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WESTWOOD WEALTH MANAGEMENT	Nov 19, 2020	Jun 15, 2021	208	Firm change	Wirehouse to RIA
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Sep 19, 2007	Aug 31, 2007	-19	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ WESTWOOD WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 15, 2021 to Aug 12, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 19, 2020factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 31, 2007 to Oct 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 8, 2003 to Sep 19, 2007factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
Greg Albert Casamayor left Westwood Wealth Management for Lpl Financial Llc (registered 2024-10-28)
Form ADVobserved 6 days ago