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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DEBORAH LYNN KOCH

Advisor at OSAIC ADVISORY SERVICES, LLC

Omaha, NE

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Search this name across graphsid dfx:ria:37e5a824-50c1-6b1a-ca4e-b816c90d7793

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 8, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Nov 27, 1998
First registration: Nov 8, 1999
Dual registered: yes, broker-dealer
Other names: DEBIE SCHAB|DEBIE KOCH
IAPD individual key: 3079185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Omaha, NE	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Apr 15, 2015	Nov 8, 2024	no	OMAHA, NE\|OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Oct 17, 2013	Mar 27, 2015	no	OMAHA, NE	Previous registration
MANARIN INVESTMENT COUNSEL LTD	Former SEC adviser	Mar 31, 2004	Sep 6, 2013	no	OMAHA, NE\|SAN JUAN, PR	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 8, 1999	Mar 16, 2004	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
ORION PORTFOLIO SOLUTIONS, LLC	ARBOR POINT ADVISORS	Mar 27, 2015	Apr 15, 2015	19	Firm change	Other
MANARIN INVESTMENT COUNSEL LTD	ORION PORTFOLIO SOLUTIONS, LLC	Sep 6, 2013	Oct 17, 2013	41	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	MANARIN INVESTMENT COUNSEL LTD	Mar 16, 2004	Mar 31, 2004	15	Firm change	Other

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Apr 15, 2015 to Nov 8, 2024factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Oct 17, 2013 to Mar 27, 2015factForm ADV
→ MANARIN INVESTMENT COUNSEL LTDRegistered adviserregistration: previous registration
Mar 31, 2004 to Sep 6, 2013factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 8, 1999 to Mar 16, 2004factForm ADV

Dated events

No dated event names this entity yet.