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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Cassidy Lynn Gould

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORFOLK, VA | Smithfield, VA

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Search this name across graphsid dfx:ria:37f527a0-5893-e891-7e56-1cfcd6041377

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 13, 2016
First registration: Dec 15, 2016
Dual registered: yes, broker-dealer
Other names: Cassidy Lynn Williams|Cassidy Lynn Lema|Cassidy Lynn Gould|Cassidy Lema|Cassidy Williams
IAPD individual key: 6720608

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 25, 2022	n/a	yes	NORFOLK, VA\|Smithfield, VA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 17, 2021	Jan 3, 2022	no	ALEXANDRIA, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 18, 2018	Oct 23, 2019	no	Honolulu, HI\|HONOLULU, HI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 18, 2018	Oct 23, 2019	no	HONOLULU, HI	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jun 13, 2017	Jan 18, 2018	no	SAINT LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2016	Apr 17, 2017	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 23, 2019	Jan 18, 2018	-643	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 23, 2019	Jan 18, 2018	-643	Firm change after gap	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Jan 18, 2018	Jan 18, 2018	0	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SCOTTRADE INVESTMENT MANAGEMENT	Apr 17, 2017	Jun 13, 2017	57	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:169988:FL:2017-04-17	Apr 17, 2017	Jun 13, 2017	JACKSONVILLE, FL	Firm change

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 17, 2021 to Jan 3, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2018 to Oct 23, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 18, 2018 to Oct 23, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 13, 2017 to Jan 18, 2018factForm ADV

Dated events

No dated event names this entity yet.