DFX Intelligence

I•• A••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

I•• A••••• C•••••••

Advisor at C•••••• A••••••••• I•••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:38364355-e2b4-f694-f7bc-b517207e0e4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••••• I•••	Independent wealth	Jul 25, 2012	n/a	yes	WALNUT CREEK, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 26, 2010	Jun 13, 2012	no	NAPA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••• A••••••••• I•••	Jun 13, 2012	Jul 25, 2012	42	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	L•• F•••••••• L••	Dec 11, 2008	Oct 26, 2010

Relationships

Registered with (6)

→ C•••••• A••••••••• I•••Registered adviserregistration: current employment
Jul 25, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2010 to Jun 13, 2012factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2008 to Dec 11, 2008factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38364355-e2b4-f694-f7bc-b517207e0e4e
First observed: Mar 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.