DFX Intelligence

B•••••• T•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

B•••••• T•• R••••

Advisor at S••••••••• C•••••• P••••••• L••

SCOTTSDALE, AZ | South Jordan, UT

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Search this name across graphsid dfx:ria:384b81a5-3b07-dd1b-a9b0-92eef1244073

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• P••••••• L••	State registered	Apr 21, 2025	n/a	yes	SCOTTSDALE, AZ\|South Jordan, UT	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Apr 25, 2011	Feb 28, 2012	no	SALT LAKE CITY, UT\|SANDY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|RIVERTON, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	S••••••••• C•••••• P••••••• L••	Feb 28, 2012	Apr 21, 2025	4,801	Firm change after gap	Other
M••••• S••••••	B••••••• I••••••••• S•••••••• I••• •••••	Apr 29, 2011	Apr 25, 2011

Relationships

Registered with (3)

→ S••••••••• C•••••• P••••••• L••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Apr 25, 2011 to Feb 28, 2012factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 31, 2010 to Apr 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:384b81a5-3b07-dd1b-a9b0-92eef1244073
First observed: Mar 31, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.