RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• T•• R••••
- S••••••••• C•••••• P••••••• L•• state registered currentsince Apr 21, 2025 · Scottsdale, Az
- B••••••• I••••••••• S•••••••• I••• ••••• formerApr 25, 2011 to Feb 28, 2012 · Salt Lake City, Ut
- M••••• S•••••• wirehouseMar 31, 2010 to Apr 29, 2011 · Salt Lake City, Ut
- B••••••• I••••••••• S•••••••• I••• ••••• to S••••••••• C•••••• P••••••• L••left Feb 28, 2012, registered Apr 21, 2025 (4801 days) · Other
- M••••• S•••••• to B••••••• I••••••••• S•••••••• I••• •••••left Apr 29, 2011, registered Apr 25, 2011 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address