This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 26, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Sep 26, 2014

First registration

Dec 18, 2015

Dual registered

yes, broker-dealer

Other names

Joseph Clagg|JOE CLAGG|JOSEPH P CLAGG

IAPD individual key

6094694

• Occurred

  Jun 4, 2025
  Advisor changed firm

  Joseph P Clagg left Avantax Planning Partners, Inc. for Lpl Financial Llc (registered 2025-07-02)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:384dfc9e-8afd-9858-2e47-62098d9db88e

First observed

Dec 18, 2015

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.