DFX Intelligence

V••••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

V••••••• W•••••• L••

CRD 158010

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:6c253f8e-f7d4-863b-68a6-0547714d646a

Data as of May 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 28, 2025 to May 28, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $31.7M••• Locked
Discretionary RAUM: $31.7M
Private client RAUM: $18.9Mderived••• Locked
Private client share: 60%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• J••••• W••••••	n/a	INDIANAPOLIS, IN	14	26	2	no
C••••••••• M•••••• H•••••••	n/a	INDIANAPOLIS, IN	10	26

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••••••	2	Mar 21, 2016	Jan 27, 2016	INDIANAPOLIS, IN	Team lift out	Other	50.0%

Relationships

Registered with (7)

← C••••••••• M•••••• H•••••••Advisorregistration: current employment
May 4, 2016 to presentfactForm ADV
← B•••• J••••• W••••••Advisorregistration: current employment
Sep 28, 2011 to presentfactForm ADV
← D••••• W•••••• H•••••Advisorregistration: previous registration
Apr 17, 2018 to Mar 26, 2019factForm ADV
← J••••• P• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c253f8e-f7d4-863b-68a6-0547714d646a
First observed: May 28, 2025
Last observed: May 28, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.