DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JAMES DAVID FRANSKOUSKY

Advisor at LPL FINANCIAL LLC

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3866cf44-0bfc-ffac-1735-302b378d1fc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 10, 2005
First registration: May 17, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4906498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2017	n/a	yes	BOCA RATON, FL	Current employment
PRIVATE WEALTH	Former SEC adviser	Apr 5, 2018	Jun 1, 2018	no	Boca Raton, FL\|PONTE VEDRA, FL	Previous registration
EDWARD JONES	National bd RIA	Jun 1, 2012	May 3, 2017	no	FT LAUDERDALE, FL\|Boca Raton, FL	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Sep 29, 2008	Dec 7, 2010	no	TAMPA, FL\|FT. LAUDERDALE, FL\|WEST PALM BEACH, FL\|TAMPA, FL	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	May 17, 2005	Aug 8, 2008	no	WEST PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE WEALTH	n/a	Jun 1, 2018	n/a	n/a	Departure no registered destination	Departure
EDWARD JONES	LPL FINANCIAL LLC	May 3, 2017	May 1, 2017	-2	Firm change	Other
BNY MELLON SECURITIES CORPORATION	EDWARD JONES	Dec 7, 2010	Jun 1, 2012	542	Firm change after gap	Other
ALLIANCEBERNSTEIN L.P.	BNY MELLON SECURITIES CORPORATION	Aug 8, 2008	Sep 29, 2008	52	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2017 to presentfactForm ADV
→ PRIVATE WEALTHRegistered adviserregistration: previous registration
Apr 5, 2018 to Jun 1, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 1, 2012 to May 3, 2017factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 29, 2008 to Dec 7, 2010factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
May 17, 2005 to Aug 8, 2008factForm ADV

Dated events

No dated event names this entity yet.