RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• D•••• F•••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2017 · Boca Raton, Fl
- P•••••• W••••• formerApr 5, 2018 to Jun 1, 2018 · Boca Raton, Fl
- E••••• J•••• national BDJun 1, 2012 to May 3, 2017 · Ft Lauderdale, Fl
- B•• M••••• S••••••••• C••••••••• otherSep 29, 2008 to Dec 7, 2010 · Tampa, Fl
- A••••••••• L••• otherMay 17, 2005 to Aug 8, 2008 · West Palm Beach, Fl
- P•••••• W••••• to no registered destinationleft Jun 1, 2018 · Departure, no registered destination
- E••••• J•••• to L•• F•••••••• L••left May 3, 2017, registered May 1, 2017 (-2 days) · Other
- B•• M••••• S••••••••• C••••••••• to E••••• J••••left Dec 7, 2010, registered Jun 1, 2012 (542 days) · Other
- A••••••••• L••• to B•• M••••• S••••••••• C•••••••••left Aug 8, 2008, registered Sep 29, 2008 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address