J••••• P••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3869abf1-fce2-b567-9a20-b97e495b1c41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 19, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 24, 2026	n/a	yes	ST. LOUIS, MO\|SAN ANTONIO, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 15, 2024	n/a	yes	SAN ANTONIO, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jul 9, 2024	Nov 15, 2024	129	Firm change	Wirehouse to wirehouse
M••••• S••••••	J••• M••••• S••••••••• L••	Nov 28, 2022	Dec 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:TX:2024-07-09	Jul 9, 2024	Nov 15, 2024	SAN ANTONIO, TX	Firm change

Relationships

Registered with (7)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 8, 2003factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2022 to Jul 9, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 9, 2024
Advisor changed firm
J••••• P•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-11-15)
Form ADVobserved 7 days ago
Occurred
Nov 28, 2022
Advisor changed firm
J••••• P•••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3869abf1-fce2-b567-9a20-b97e495b1c41
First observed: Jul 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.