DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• P••••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 2236565

Feed of 09/14/2026

Also filed as Jo Bakic

At current firm

1 y

since Nov 15, 2024

In the industry

26 y

since Oct 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 24, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse current
since Nov 15, 2024 · San Antonio, Tx
J••• M••••• S••••••••• L•• wirehouse
Dec 22, 2022 to Jul 9, 2024 · San Antonio, Tx
M••••• S•••••• wirehouse
Oct 1, 2018 to Nov 28, 2022 · San Antonio, Tx
S••••••• I••••••••• I••• former
Dec 28, 2015 to Aug 8, 2017 · Seattle, Wa
S••••••• F•••••••• S•••••••• I••• former
Mar 31, 2014 to Dec 28, 2015 · Bellevue, Wa
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Aug 8, 2003 · Seattle, Wa
P••••••••• E••••• G••••• L•• unclassified
Jul 31, 2001 to Jul 1, 2003 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jul 9, 2024, registered Nov 15, 2024 (129 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to J••• M••••• S••••••••• L••
left Nov 28, 2022, registered Dec 22, 2022 (24 days) · Wirehouse to wirehouse
S••••••• I••••••••• I••• to M••••• S••••••
left Aug 8, 2017, registered Oct 1, 2018 (419 days) · Other
S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••
left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S••••••• F•••••••• S•••••••• I•••
left Aug 8, 2003, registered Mar 31, 2014 (3888 days) · Other
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

J••••• P•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-11-15)
Jul 9, 2024 · Advisor changed firm · fact
J••••• P•••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2022-12-22)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address