This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPTIMIZE FINANCIAL INC.

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

5

Designations

Certified Financial Planner

Exams

S66

First exam

Feb 18, 2020

First registration

Feb 18, 2020

Dual registered

no

Other names

LISA NGUYEN

IAPD individual key

7147506

Graph

RIA / Wealth Management

Canonical id

dfx:ria:388900a9-0fac-2036-82ef-445581aa87e0

First observed

Feb 18, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.